How We Work

whoTHE DELTA GROUP provides services for individuals, couples, and small business owners. We offer both fee and commission-based financial planning and portfolio management. These options mean we can provide financial services to fit your requirements. Our compensation comes through client and portfolio management fees as well as commissions on investments and other financial products.

An initial no-obligation meeting will determine the suitability of our services to your needs.

Once we agree to work together, a Financial Profile is completed and a fee estimate is provided based upon the complexity of your situation and the analyses to be completed.

Upon completion of the analysis, a presentation is provided outlining our final conclusions, including a prioritized list of action items and recommendations for plan implementation.

As a Registered Investment Advisor, THE DELTA GROUP receives fee compensation in the following ways:

  1. Initial Financial Plan Fee:  $500 – $2,500
  2. Annual Retainer Fee:  $250 – $1,200
  3. Investment Management Fees:  .5% to 1% of assets under management
  4. Additional services are billed at $175 per hour

Other compensation:

Eric Dahl and Patricia Williams are licensed security principals and insurance agents.  Dr. Williams is also a licensed real estate broker.  As such, they may receive compensation upon the placement of securities and mutual funds, mortgages, and insurance products.

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Delta Mascots: Teddy, Iris, Daisy, Lily and Brady

 

 

 

 

 

 

 

 

 

DELTA ADVISORS, INC is a registered investment advisor (RIA) with the State of California, allowing fee-based services to clients. Form ADV Part II can be viewed on this Web site.