Oak Tee Securities, Inc.

The Delta Group

Protecting Your Privacy

Oak Tree Securities, Inc. and The Delta Group take your privacy seriously and are committed to protecting your personal and financial data. We collect non public personal information about you from our new account form and other applications that you complete, as well as transactions that we perform for your accounts. This information allows us to provide service for your accounts, obtain your investment objectives, and to satisfy the requirements of various regulatory agencies that govern our broker/dealer.

As permitted by law, we may share this information with our affiliates, as well as with third parties who perform marketing services on our behalf, or with whom we have joint marketing agreements, such as mutual fund and insurance companies as well as private and public placements.

We also provide this information to third parties who assist us in maintaining your accounts with us, or who process transactions for your accounts.  We restrict access to your non public personal information to those employees who need to know that information in order to provide service for your accounts. Furthermore, we maintain physical and procedural safeguards that comply with federal standards to guard your non public personal information.

We do not disclose nonpublic personal information about you to non exempt third parties.

For other questions regarding our privacy policy, please contact our office.